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John Horecky Criner

Ubs Financial Services Inc.

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-20
TN RA APPROVED 2017-11-13
  • TX RA
    APPROVED_RES
    Since 2025-01-20
  • TN RA
    APPROVED
    Since 2017-11-13

Branch Locations

608 Mabry Hood Road Suite 200, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Knoxville TN 09/2017 Present
Northwestern Mutual Life Insurance Company Knoxville TN 06/2016 08/2017
University Of Tennessee College Of Law Knoxville TN 08/2013 06/2017
University Of Tennessee College Of Business Knoxville TN 08/2014 06/2017
  • 09/2017 → Present
    Ubs Financial Services Inc.
    Knoxville, TN
  • 06/2016 → 08/2017
    Northwestern Mutual Life Insurance Company
    Knoxville, TN
  • 08/2013 → 06/2017
    University Of Tennessee College Of Law
    Knoxville, TN
  • 08/2014 → 06/2017
    University Of Tennessee College Of Business
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-09
Other Names
  • John Horecky Criner
  • John Criner

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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