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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-04
TX RA APPROVED 2023-05-04
  • CA RA
    APPROVED
    Since 2023-05-04
  • TX RA
    APPROVED
    Since 2023-05-04

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. San Francisco CA 02/2016 05/2023
First Republic Securities Company, Llc San Francisco CA 02/2016 05/2023
Rbc Capital Markets, Llc San Francisco CA 05/2023 Present
  • 02/2016 → 05/2023
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 02/2016 → 05/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 05/2023 → Present
    San Francisco, CA
Previous Registrations
Other Businesses

NAME OF ENTITY: Cyan Cowboy Co. ADDRESS: 4639 Iroquois Ave, San Diego, CA 92117 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Sole Proprietorship START DATE: 11.12.24 CAPACITY: Sole Proprietor DUTIES: I will be the dance instructor and only person involved in the company. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-26
  • S66 Uniform Combined State Law Examination
    2015-06-26
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

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