Les James Miller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2021-06-17
TX	RA	APPROVED_RES	2021-06-17

ID RA
APPROVED

Since 2021-06-17
TX RA
APPROVED_RES

Since 2021-06-17

Branch Locations

Hailey, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Ketchum	ID	02/2016	06/2021
Lpl Financial, Llc	Hailey	ID	06/2021	Present

02/2016 → 06/2021

U.S. Bancorp Investments, Inc.

Ketchum, ID
06/2021 → Present

Lpl Financial, Llc

Hailey, ID

Previous Registrations

2016-03-01 → 2021-06-22

U.S. Bancorp Investments, Inc.

Bellevue, ID

Rexburg, ID

Mackay, ID

Mountain Home, ID

Rigby, ID

Hailey, ID

Salmon, ID

Idaho Falls, ID

Idaho Falls, ID

Ketchum, ID

Shelley, ID

Glenns Ferry, ID

Grand View, ID

Twin Falls, ID

Burley, ID

Filer, ID

Twin Falls, ID

Twin Falls, ID

Buhl, ID

Jerome, ID

Filer, ID

Twin Falls, ID

Buhl, ID

Jerome, ID
2012-11-05 → 2016-03-02

Edward Jones

Eagle, ID

St Louis, MO

Boise, ID

Boise, ID

Other Businesses

1. 6/16/2021 - No Business Name - Investment Related - Boise, ID. 83709; and Meridian, ID. 83642 - Real Estate Rental - Owner - Started 7/2011. 2. 11/2/2021 - No Business Name - Investment Related - Boise, ID. 83713 - Real Estate Rental - Started 09/03/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Purchased 160 acres of farmland. 3. 09/01/2023 - Real Estate Rental - Mountain West IRA - Investment Related - Meridian, ID - Start Date 05/15/2012 - 5 Hours Per Month/ 0 Hours During Securities Trading 4. 09/12/2023 - Real Estate Rental - Mountain West IRA - Owner - Investment Related - Meridian, ID - Start Date 04/16/2012 - 5 Hours Per Month/ 0 Hours During Securities Trading. 5. 09/12/2023 - Real Estate Rental -Investment Related - Meridian, ID - Start Date 03/15/2011 - 5 Hours Per Month/ 0 Hours During Securities Trading 6) 10/17/2025 - Real Estate Rental - Investment Related - Boise, ID - Start Date:06/10/2011 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-07

S66 Uniform Combined State Law Examination

2012-09-07

Other Names

Leslie James Miller
Les Miller

View on SEC IAPD