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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-10
CA RA APPROVED 2024-06-05
MN RA APPROVED 2024-04-30
TX RA APPROVED 2024-04-10
NC RA APPROVED 2024-02-27
PR RA APPROVED 2023-10-23
FL RA APPROVED 2023-05-26
  • GA RA
    APPROVED
    Since 2024-06-10
  • CA RA
    APPROVED
    Since 2024-06-05
  • MN RA
    APPROVED
    Since 2024-04-30
  • TX RA
    APPROVED
    Since 2024-04-10
  • NC RA
    APPROVED
    Since 2024-02-27
  • PR RA
    APPROVED
    Since 2023-10-23
  • FL RA
    APPROVED
    Since 2023-05-26

Branch Locations

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miami-Dade College Miami FL 06/2016 09/2016
Regions Bank Miami FL 10/2016 06/2018
Cetera Investment Services Llc St. Cloud MN 03/2018 06/2018
Hsbc Securities (Usa) Inc. Coral Gables FL 06/2018 Present
Hsbc Bank Usa, N.A. Coral Gables FL 06/2018 Present
  • 06/2016 → 09/2016
    Miami-Dade College
    Miami, FL
  • 10/2016 → 06/2018
    Regions Bank
    Miami, FL
  • 03/2018 → 06/2018
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2018 → Present
    Coral Gables, FL
  • 06/2018 → Present
    Hsbc Bank Usa, N.A.
    Coral Gables, FL
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. 1. The name of the other business - Forte Homes Realty LLC 2. Whether the business is investment-related: No 3. The address of the other business - 10373 SW 116 St Miami FL 33176 4. The nature of the other business: Real Estate 5. Your position: associate realtor 6. Title: Associate Realtor 7. Relationship with the other business: Family related 8. The start date of your relationship: 4/1/2025 9. The approximate number of hours/month you devote to the other business: 60 hours a year or less 10. The number of hours you devote to the other business during securities trading hours: 0, everything will be conducted after main job and only in the weekends. 11. Briefly describe your duties relating to the other business: Obtaining real estate license in order to show properties in the Local Miami Area, helping buyers submit loan applications to their lender of choice. Showcase both rental properties and for sale properties to interested buyers. I will not be involved in any finance nor will be giving advice related to my profession, this will be strictly real estate business. 1. The name of the other business - Forte Homes Realty LLC 2. Whether the business is investment-related: No 3. The address of the other business - 10373 SW 116 St Miami FL 33176 4. The nature of the other business: Real Estate 5. Your position: associate realtor 6. Title: Associate Realtor 7. Relationship with the other business: Family related 8. The start date of your relationship: 4/1/2025 9. The approximate number of hours/month you devote to the other business: 60 hours a year or less 10. The number of hours you devote to the other business during securities trading hours: 0, everything will be conducted after main job and only in the weekends. 11. Briefly describe your duties relating to the other business: Obtaining real estate license in order to show properties in the Local Miami Area, helping buyers submit loan applications to their lender of choice. Showcase both rental properties and for sale properties to interested buyers. I will not be involved in any finance nor will be giving advice related to my profession, this will be strictly real estate business. 1. The name of the other business - Rental Properties (2) 2. Whether the business is investment-related: No 3. The address of the other business - 6915 w 16dr Hialeah FL 33014 and 6900 west 2nd way Hialeah FL 33014 respectively 4. The nature of the other business: Rental Properties 5. Your position: co-owner 6. Title: co-owner 7. Relationship with the other business: Family related 8. The start date of your relationship: 1/16/2025 and 5/1/2024 respectively 9. The approximate number of hours/month you devote to the other business: 0 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: My name appears on the legal title to the property solely for legal and administrative purposes, specifically to facilitate succession and estate planning. The rental property is owned by my spouse. I do not manage, administer, control, supervise, or otherwise oversee the property in any capacity and is not involved in its day-to-day operations. There is no LLC involved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
S63 Uniform Securities Agent State Law Examination 2018-01-27
  • S66 Uniform Combined State Law Examination
    2023-05-25
  • S63 Uniform Securities Agent State Law Examination
    2018-01-27

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