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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-18
  • TX RA
    APPROVED
    Since 2015-06-18

Branch Locations

5420 Lyndon B Johnson 2 Lincoln Centre # 1300, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Dallas TX 06/2013 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2013 → Present
    Dallas, TX
  • 07/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. SALES ADVISOR, VERISWIFT, 9610 TRAILVIEW DRIVE, DALLAS, , TEXAS, 75238, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 02/10/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SALES AND CONNECTIONS. INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-10-09
  • S63 Uniform Securities Agent State Law Examination
    2013-10-09

View on SEC IAPD

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