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Paul David Nixon

Lgt Wealth Management Us Limited

London

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Current Employers
Lgt Wealth Management Us Limited

14 Cornhill, London EC3V 3NR • United Kingdom

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-09
  • TX RA
    APPROVED_RES
    Since 2015-01-09

Branch Locations

14 Cornhill, London EC3V 3NR • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vestra Us Wealth Management Limited London 06/2012 Present
Vestra Wealth Llp London 03/2009 Present
  • 06/2012 → Present
    Vestra Us Wealth Management Limited
    London
  • 03/2009 → Present
    Vestra Wealth Llp
    London
Other Businesses

MR. NIXON CURRENTLY REMAINS REGISTERED AS A UK FINANCIAL CONDUCT AUTHORITY ("FCA") CONTROLLED FUNCTION 30 (CUSTOMER FUNCTION) FOR VESTRA WEALTH LLP (100% OWNER AND CONTROLLER OF VESTRA US WEALTH MANAGEMENT LIMITED). VESTRA WEALTH LLP IS A PRIVATE WEALTH INVESTMENT MANAGER AND UNDERTAKES INVESTMENT RELATED BUSINESS. VESTRA WEALTH LLP HAS TAKEN A VIEW THAT ANY CLIENT WHO HAS ANY KIND OF US NEXUS BE TRANSFERRED TO VESTRA US WEALTH MANAGEMENT LIMITED. AS VESTRA WEALTH LLP WAS, HISTORICALLY, MR. NIXON'S EMPLOYER, THE FCA REGISTRATION HAS REMAINED WHILST HE LIAISES WITH SUCH US-CONNECTED CLIENTS WHO REMAIN WITHIN THE VESTRA WEALTH LLP BUSINESS. IT IS ANTICIPATED THAT ALL CLIENTS WILL HAVE MIGRATED TO VESTRA US WEALTH MANAGEMENT BY JANUARY 31, 2015 AT WHICH TIME THE FCA PERMISSIONS IN RESPECT OF VESTRA WEALTH LLP WILL BE WITHDRAWN. MR. NIXON SPENDS APPROXIMATELY 20 HOURS PER MONTH SPEAKING WITH AND ARRANGING THE NECESSARY ACCOUNT TRANSFER PAPERWORK IN RESPECT OF LEGACY VESTRA WEALTH LLP CLIENTS. MR. NIXON DOES NOT PROVIDE INVESTMENT ADVISORY SERVICES TO CLIENTS OF VESTRA WEALTH LLP AND HOLDS THE CONTROLLED FUNCTION 30 SOLELY TO ALLOW HIM TO LIAISE WITH CLIENTS OF VESTRA WEALTH LLP PRIOR TO THEIR TRANSFER TO VESTRA US WEALTH MANAGEMENT LIMITED.

Other Names
  • Paul David Nixon

View on SEC IAPD

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