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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-08-22
TX RA APPROVED_RES 2019-10-07
DC RA APPROVED 2016-08-05
  • VA RA
    APPROVED
    Since 2025-08-22
  • TX RA
    APPROVED_RES
    Since 2019-10-07
  • DC RA
    APPROVED
    Since 2016-08-05

Branch Locations

951 East Byrd Street, Richmond, VA 23219 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 07/2016 Present
Previous Registrations
  • 2015-07-31 → 2016-07-11
    Smithfield, VA
    St Louis, MO
  • 2012-09-20 → 2013-12-06
    Tempe, AZ
    Virginia Beach, VA
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-28
  • S66 Uniform Combined State Law Examination
    2012-08-28

View on SEC IAPD

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