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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • UNITED STATES
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clipper Magazine (House2Home Showcase) | Phoenix | AZ | 08/2011 | 12/2017 |
| Push Models Llc | Tempe | AZ | 12/2017 | 03/2023 |
| Auxilia Asset Management | Phoenix | AZ | 06/2012 | Present |
| Pruco Securities Llc | Phoenix | AZ | 05/2023 | 11/2024 |
| Lpl Enterprise, Llc | Phoenix | AZ | 11/2024 | Present |
1. 09/18/2024; AUXILIA ASSET MANAGEMENT: DBA lpl financial services; yes inv related; 160 hr/mo non trading; 160 hr/mo trading; 09/11/2024 AUXILIA ASSET MANAGEMENT POSITION: Marketing Assistant NATURE: Administrative Support INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2012 ADDRESS: 16260 N. 71st St. Suite 150A, Scottsdale AZ 85254, United States DESCRIPTION: Provide administrative support for Gil and the DBA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-14 |
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