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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2017-04-13 |
Branch Locations
3000 A Street, Suite 100, Anchorage, AK 99503 • United States
Anchorage, AK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank | Anchorage | AK | 12/2014 | 01/2017 |
| Ubs Financial Services Inc. | Anchorage | AK | 02/2017 | Present |
1) I am a board member at the anchorage community YMCA. I spend 4 hours a month volunteering, it is not investment related. Within the board I sit on the Ethics and board development committee./Anchorage Community YMCA / 5353 lake otis parkway anchorage,alaska 99507 / Charity/ Sport & Leisure Facilities / The mission of the Anchorage Community YMCA is to put Christian principles into practice through program and services that build healthy spirit, mind and body for all. / Member of Board of directors / / Fundraise, and market the YMCAby word of mouth. Attend Board meetings to ensure good stewardship of the non profit. / Start Date 6/7/2017/42893 /// 2) Anchorage Concert Association / 430 w 7th ave suite 200 anchorage,alaska 99501 / Charity/ Cultural Establishment / Our mission is to inspire and enhance community through the performing arts. / Member of Board of directors / / Fundraise, and market the ACA by word of mouth. Attend Board meetings to ensure good stewardship of the non profit. / Start Date 6/7/2017 42893 /// 3) NAME OF OTHER BUSINESS:The Lux / INVESTMENT RELATED?: N / ADDRESS: 5450 Naknek ln, anchorageak/ NATURE OF THE BUSINESS: The licence was applied for as a curiosity, there is no activities being undertaken/ POSITION:Proprietor / owner / DUTIES:I am closing this business as it was not intended to be an actual business/ START DATE: 3/10/2023 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-13 |
| S65 | Uniform Investment Adviser Law Examination | 2013-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-10 |
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