Best Investors Account Sign in

Wellington A Rodriguez

J.P. Morgan Securities LLC

Miami, FL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-01
  • FL RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 07/2012 11/2019
Jpmorgan Chase Bank Na Miami FL 07/2012 11/2019
Jpmorgan Chase Bank Na Houston TX 12/2019 03/2021
Jpmorgan Securities Llc Houston TX 12/2019 03/2021
Jpmorgan Chase Bank Na Miami FL 03/2021 Present
Jpmorgan Securities Llc Miami FL 03/2021 Present
  • 07/2012 → 11/2019
    Jpmorgan Securities Llc
    Miami, FL
  • 07/2012 → 11/2019
    Jpmorgan Chase Bank Na
    Miami, FL
  • 12/2019 → 03/2021
    Jpmorgan Chase Bank Na
    Houston, TX
  • 12/2019 → 03/2021
    Jpmorgan Securities Llc
    Houston, TX
  • 03/2021 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 03/2021 → Present
    Jpmorgan Securities Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-01
S63 Uniform Securities Agent State Law Examination 2012-11-05
  • S65 Uniform Investment Adviser Law Examination
    2025-12-01
  • S63 Uniform Securities Agent State Law Examination
    2012-11-05
Other Names
  • Wellington Rodriguez

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor