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David Keith Fowler

Roosevelt Advisors LLC

Portland, OR

Edinburg, TX

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Current Employers
Roosevelt Advisors Llc

Edinburg, TX • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-12-02
WA RA APPROVED 2018-10-04
TX RA APPROVED_RES 2018-06-25
  • OR RA
    APPROVED
    Since 2024-12-02
  • WA RA
    APPROVED
    Since 2018-10-04
  • TX RA
    APPROVED_RES
    Since 2018-06-25

Branch Locations

1017 Sw Morrison St. Suite 409, Portland, OR 97205 • United States

Edinburg, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Portland OR 07/2012 06/2018
Roosevelt Advisors Llc Portland OR 06/2018 Present
National Advisor Group, Inc. Portland OR 06/2018 Present
Slow Hand Portland OR 01/2017 05/2018
David K. Fowler, Sole Proprietor Portland OR 06/2016 06/2018
Investment Advisors Portland OR 11/2014 06/2018
  • 07/2012 → 06/2018
    Proequities, Inc
    Portland, OR
  • 06/2018 → Present
    Portland, OR
  • 06/2018 → Present
    National Advisor Group, Inc.
    Portland, OR
  • 01/2017 → 05/2018
    Slow Hand
    Portland, OR
  • 06/2016 → 06/2018
    David K. Fowler, Sole Proprietor
    Portland, OR
  • 11/2014 → 06/2018
    Investment Advisors
    Portland, OR
Previous Registrations
  • 2012-10-10 → 2018-07-18
    Concourse Financial Group Securities, Inc.
    Portland, OR
    San Antonio, TX
    Portland, OR
Other Businesses

National Advisor Group, Inc. POSITION: NA NATURE: NA INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 06/2018 ADDRESS: Portland, OR 97210 DESCRIPTION: Insurance agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-22
  • S66 Uniform Combined State Law Examination
    2012-09-22

View on SEC IAPD

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