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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-09-16
  • MN RA
    APPROVED
    Since 2015-09-16

Branch Locations

1511 Northern Pacific Rd., Suite 106, Brainerd, MN 56401-2687 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Brainerd MN 09/2012 Present
Private Advisor Group, Llc Morristown NJ 09/2015 Present
Other Businesses

1. 09/25/2012 - DEROSIER AND ASSOCIATES/ DBA ONLY/ 100%/ BRAINERD, MN (2) 04/27/2017-Private Advisor Group LLC-investment related-At reported business location(s)-Registered Investment Advisor-Provide financial planning and asset management for a fee.-start 01/01/2014-Hours per mnth 30/ Hours during trading 20-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 04/27/2017- Private Advisor Group:DBA (Hybrid) DeRosier & Associates-investment related- At reported business locations-Registered Investment Advisor DBA-provide advisory services- start 01/01/2014-Hours per month 60/ Hours during trading 48-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 3/16/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/01/2023 - 2 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2012-12-06

View on SEC IAPD

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