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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-09-16 |
Branch Locations
1511 Northern Pacific Rd., Suite 106, Brainerd, MN 56401-2687 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Brainerd | MN | 09/2012 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 09/2015 | Present |
1. 09/25/2012 - DEROSIER AND ASSOCIATES/ DBA ONLY/ 100%/ BRAINERD, MN (2) 04/27/2017-Private Advisor Group LLC-investment related-At reported business location(s)-Registered Investment Advisor-Provide financial planning and asset management for a fee.-start 01/01/2014-Hours per mnth 30/ Hours during trading 20-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 04/27/2017- Private Advisor Group:DBA (Hybrid) DeRosier & Associates-investment related- At reported business locations-Registered Investment Advisor DBA-provide advisory services- start 01/01/2014-Hours per month 60/ Hours during trading 48-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 3/16/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/01/2023 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-06 |
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