Joleen P Rose

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-20
TX	RA	APPROVED	2022-05-31
WA	RA	APPROVED	2022-04-25

CA RA
APPROVED

Since 2024-08-20
TX RA
APPROVED

Since 2022-05-31
WA RA
APPROVED

Since 2022-04-25

Branch Locations

San Diego, CA • United States

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc	Seattle	WA	08/2014	12/2019
Lpl Financial, Llc	Seattle	WA	12/2019	03/2021
Morgan Stanley Smith Barney Llc	Seattle	WA	01/2022	Present
Unemployed	Seattle	WA	04/2021	12/2021

08/2014 → 12/2019

Northwestern Mutual Investment Services Llc

Seattle, WA
12/2019 → 03/2021

Lpl Financial, Llc

Seattle, WA
01/2022 → Present

Morgan Stanley Smith Barney Llc

Seattle, WA
04/2021 → 12/2021

Unemployed

Seattle, WA

Other Businesses

*653947- Triangle Holdings LLC; Investment related: Yes; San Diego, California; Rental Property; Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 4; Property Management, Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-25
S63	Uniform Securities Agent State Law Examination	2015-08-17

S66 Uniform Combined State Law Examination

2022-04-25
S63 Uniform Securities Agent State Law Examination

2015-08-17

Other Names

Joleen Rochelle Powell
Joleen R Powell

View on SEC IAPD