Best Investors
Account
Sign in
Best Investors
Account
Sign in
Waxhaw, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-10 |
| NV | RA | APPROVED | 2026-02-19 |
| NC | RA | APPROVED | 2026-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Charlotte | NC | 01/2012 | 02/2019 |
| Lpl Financial, Llc | Charlotte | NC | 02/2019 | 01/2026 |
| Solaris Strategic Wealth, Llc | Waxhaw | NC | 02/2026 | Present |
| Simplicity Investments | Summit | NJ | 02/2026 | Present |
1.) SOLARIS STRATEGIC WEALTH - 3/1/2024 - 414 Five Leaf Lane Waxhaw, NC 28713 - Chief Wealth Advisors, Prepare financial plans for prospects & clients/advise them on investment mgmt taxes & estate planning, Invt Rel, RA, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) AUGUSTAR - 2/1/2019 - 414 Five Leaf Lane, Waxhaw, NC 28173 - Insurance Rep, Use Augustar to provide whole life & term policies/not writing new business/will service existing clients book of business, Not Invt Rel, Insurance business, 4 hrs/mo; 4 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-06 |
Reach out to this advisor