Jay Arthur Levy

Current Employers

Employment History

• 03/2015 → 03/2017
  Clsa Americas Llc
  New York, NY
• 03/2017 → 09/2024
  Lazard Asset Management, Llc
  New York, NY
• 03/2017 → 09/2024
  Lazard Asset Management Securities
  New York, NY
• 03/2025 → Present
  Lpl Financial
  College Grove, TN
• 09/2024 → 03/2025
  Unemployed
  College Grove, TN
• 03/2025 → Present
  Independent Advisor Alliance
  Charlotte, NC

Other Businesses

1)03/17/2025 - CMPD12 Capital - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)03/17/2025 - Grove Partners LLC - Business Owner - Co-Owner - Non-Inv Rel - Jackson, TN - Start: 09/2023 - 0 Hr/Mth 3) 04/01/2025 - Independent Advisor Alliance - Investment Related - Registered Investment Advisor Hybrid - Charlotte, NC - Start Date:03/07/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/10/2025 - CMPD12 Capital - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date: 03/04/2025 - 50 Hrs/Mth - 8 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-05-01

Designations