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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
| AR | RA | APPROVED | 2026-01-12 |
Branch Locations
4400 Macarthur Blvd Ste 100, Newport Beach, CA 92660 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Soccer Referee | Sheridan | AR | 09/2013 | Present |
| Simmons First Investment Group, Inc. | Pine Bluff | AR | 12/2014 | 03/2019 |
| Lpl Fnancial Llc | Pine Bluff | AR | 03/2019 | 05/2025 |
| Simmons Bank | Pine Bluff | AR | 03/2019 | 05/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2025 | 01/2026 |
| Cetera Investment Advisers Llc | Little Rock | AR | 05/2025 | 01/2026 |
| Regions Bank | Little Rock | AR | 05/2025 | 01/2026 |
| Lpl Financial Llc | Lpl Financial Llc | CA | 01/2026 | Present |
| Bmo Harris Bank | Newport Beach | CA | 01/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location (s) - Start Date : 1/2026 2. 01/2026 - Rebecca Marshall- Notary- Not Investment Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Little Rock AR 72212 - Start Date: 08/08/2012 3. 01/2026 - Referee - Coach/ Sports/ Fitness - Investment Related - 20 Hour(s)/Month - 2 Hour(s) During Trading - Little Rock AR 72212 - Start Date: 12/01/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-22 |
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