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John Thomas Montgomery

Montgomery Wealth Advisors

Shreveport, LA

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Current Employers
Montgomery Wealth Advisors

Shreveport, LA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-18
LA RA APPROVED 2015-08-31
  • TX RA
    APPROVED_RES
    Since 2015-11-18
  • LA RA
    APPROVED
    Since 2015-08-31

Branch Locations

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montgomery & Co., Llc Shreveport LA 06/2015 Present
  • 06/2015 → Present
    Montgomery & Co., Llc
    Shreveport, LA
Previous Registrations
  • 2013-11-19 → 2015-06-12
    Morgan Stanley
    Shreveport, LA
  • 2013-04-04 → 2013-07-25
    Avant-Garde Advisors Llc
    Shreveport, LA
    Centennial, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-03
S63 Uniform Securities Agent State Law Examination 2013-02-20
  • S65 Uniform Investment Adviser Law Examination
    2013-04-03
  • S63 Uniform Securities Agent State Law Examination
    2013-02-20

View on SEC IAPD

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