Adam Ulatoski

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-09-14

TX RA
APPROVED

Since 2012-09-14

Branch Locations

Georgetown, TX • United States

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Austin	TX	06/2012	Present
Bank Of America, N.A.	Austin	TX	11/2012	Present

06/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Austin, TX
11/2012 → Present

Bank Of America, N.A.

Austin, TX

Other Businesses

(II)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NOT APPLICABLE INVESTMENT RELATED: N ADDRESS OF BUSINESS:NOT APPLICABLE AUSTIN, TEXAS UNITED STATES OF AMERICA78758 NATURE OF BUSINESS: OTHER NO CORPORATE STRUCTURE POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 6/7/2012 NUMBER OF HOURS DEVOTED: 20 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDING PRIVATE LESSONS TO LOCAL HIGH SCHOOL OFFENSIVE LINEMEN WITH PERMISSION FROM THE LOCAL HIGH SCHOOL COACHES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-13

S66 Uniform Combined State Law Examination

2012-09-13