Scott Wayne Sorenson

Current Employers

First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2016-01-19
MN	RA	APPROVED	2016-01-04

AZ RA
APPROVED

Since 2016-01-19
MN RA
APPROVED

Since 2016-01-04

Branch Locations

Oronoco, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Busy Bee Video	Oronoco	MN	09/2007	Present
First Heartland Capital Inc	Lake St Louis	MO	12/2015	Present

09/2007 → Present

Busy Bee Video

Oronoco, MN
12/2015 → Present

First Heartland Capital Inc

Lake St Louis, MO

Previous Registrations

2015-01-02 → 2015-12-14

Msi Financial Services, Inc.

Rochester, MN

Rochester, MN
2014-01-23 → 2015-01-02

New England Securities

Rochester, MN
2013-12-06 → 2014-01-09

Waddell & Reed

Rochester, MN

Other Businesses

TUB MD LLC. Not investment related. Owner. Bath/shower repair. Start 5/1/08. INDEPENDENT INSURANCE AGENT. Not investment related. LIFE/ACCIDENT/HEALTH & MEDICARE RELATED PRODUCTS. Start 3/1/15. First Heartland Consultants. Investment related. IAR. Investment advisory services. Start 1/4/16.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-14

S66 Uniform Combined State Law Examination

2012-09-14

View on SEC IAPD