Rochele Diantonio

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-18

FL RA
APPROVED

Since 2026-05-18

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc.	Bridgewater	NJ	03/2016	02/2018
Lpl Financial Llc	Bridgewater	NJ	02/2018	Present

03/2016 → 02/2018

Sii Investments, Inc.

Bridgewater, NJ
02/2018 → Present

Lpl Financial Llc

Bridgewater, NJ

Other Businesses

1. 02/14/2018 - JLM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/2016 - 160 Hours Per Month. 2. 11/15/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 11/08/2018 - 1 Hour Per Month During Securities Trading. 3. 09/19/2022 - ICG next LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/17/2022 - 100 Hours Per Month/40 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-14
S63	Uniform Securities Agent State Law Examination	2015-01-07

S65 Uniform Investment Adviser Law Examination

2026-05-14
S63 Uniform Securities Agent State Law Examination

2015-01-07