David Christopher Cothron

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2013-02-19

KY RA
APPROVED

Since 2013-02-19

Branch Locations

100 Church St, Somerset, KY 42501-1681 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Somerset	KY	01/2013	Present

01/2013 → Present

Lpl Financial Llc

Somerset, KY

Other Businesses

1. 9/20/2012 - Cowan Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 95% TIME SPENT. 2. 6/16/2016 - Cothron Financial Services LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/04/2013 - 160 Hours Per Month/7 Hours During Securities Trading - Revenue generated from services I provide clients thru LPL Financial. 3. 04/22/2022 - Shopville Properties LLC - Not Investment Related - Location: Various Rental Properties - Real Estate Rental - Start Date: 04/25/2022 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-18

S66 Uniform Combined State Law Examination

2013-02-18

Other Names

Chris Cothron

View on SEC IAPD