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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 02/2018 | 06/2018 |
| Dunham And Associates | San Diego | CA | 06/2018 | 08/2018 |
| Dunham And Associates | San Diego | CA | 05/2017 | 02/2018 |
| Kirk Bradford Stiewel | Carlsbad | CA | 06/2015 | 05/2017 |
| David Balfour | Carlsbad | CA | 09/2015 | 05/2017 |
| Andrew David Rubin | Carlsbad | CA | 08/2016 | 05/2017 |
| Jonathan D Searle | Carlsbad | CA | 09/2015 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 04/2015 | 05/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 05/2017 |
| Andrew Rubin | Carlsbad | CA | 08/2018 | Present |
| Jonathan Rubin | Carlsbad | CA | 08/2018 | Present |
| Tony Jelso | Carlsbad | CA | 08/2018 | Present |
| Kirk Stiewel | Carlsbad | CA | 08/2018 | Present |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 08/2018 | Present |
| Jonathan D Searle | San Diego | CA | 01/2019 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-23 |
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