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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-07-22 |
Branch Locations
222 Rosewood Drive Suite 510, Danvers, MA 01923-4519 • United States
Revere, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Boston | MA | 11/2015 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 11/2015 | 07/2021 |
| Rbc Capital Markets, Llc | Danvers | MA | 07/2021 | Present |
| City National Bank | Danvers | MA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-13 |
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