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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-20 |
| CT | RA | APPROVED | 2026-03-18 |
| TX | RA | APPROVED_RES | 2026-03-08 |
| MD | RA | APPROVED | 2025-06-03 |
| MN | RA | APPROVED | 2023-07-21 |
| NV | RA | APPROVED | 2022-03-16 |
| MT | RA | APPROVED | 2022-01-06 |
| WI | RA | APPROVED | 2021-10-20 |
| AZ | RA | APPROVED | 2021-09-20 |
| NY | RA | APPROVED | 2021-04-12 |
| MA | RA | APPROVED | 2020-08-03 |
| IL | RA | APPROVED | 2020-06-10 |
| MS | RA | APPROVED | 2020-01-16 |
| CA | RA | APPROVED | 2019-08-22 |
| WA | RA | APPROVED | 2019-03-06 |
| OR | RA | APPROVED | 2018-07-13 |
Branch Locations
5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Lake Oswego | OR | 06/2012 | Present |
| Park Avenue Securities | Lake Oswego | OR | 06/2012 | Present |
| Guardian Life Insurance Company | Portland | OR | 06/2024 | Present |
| Guardian Life Insurance Company | Portland | OR | 06/2024 | Present |
1. Liberty ID-Helping clients get protection for identity theft, Start Date: 05/17/2017, Address: 5 Centerpointe Ste. 150; Lake Oswego, OR 97035, 1 bus hr per month, Not Investment related, 2. Rental Property-Duplex that I rent as an investment property. I am a part owner., Start: 02/19/2017, Address: 4531 NE 57th Ave, Portland OR 97218, 5 bus hrs per month, Investment related, 3. Rachel FK Novak LLC-Officer - I started this LLC only to pay my assistant., Start: 10/18/2017, Address: 5 Centerpointe Drive, Ste 150 Lake Oswego, OR 97035, 1 bus hr per month, Not investment related, 4. Maxie LLC-I created an LLC, partnership with my husband and dad for our rental property, Start: 03/01/2019, Address: 4531 NE 57th Ave, Portland OR 97218, 1 bus hr per month, Investment related, 5. The Richard Kaiser Insurance Trust- Co-trustee with my sister for insurance trust for my father, Start: 09/19/2022, Address: 646 Elmwood Drive Davis, CA 95616, 0 total hours per month; 0 during securities trading hours, Investment related, No annual compensation, 6. Insurance outside of Guardian, Start: 09/01/2025, Address: 5 Centerpointe Dr. Ste 200, Lake Oswego, OR 97035, 1 total hour per month; 1 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-29 |
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