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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-27 |
| WA | RA | APPROVED | 2020-10-01 |
Branch Locations
11004 Ne 11Th Street Suite 110, Bellevue, WA 98004 • United States
11004 Ne 11Th Street Suite 110, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-16 |
Branch Locations
11004 Ne 11Th Street Suite 110, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Advisory Partners | Bellevue | WA | 02/2013 | 10/2020 |
| Sunset Accounting & Bookkeeping | Maple Valley | WA | 02/2014 | 06/2017 |
| Kms Financial Services, Inc. | Seattle | WA | 10/2019 | 10/2020 |
| Commonwealth Financial Network | San Diego | CA | 10/2020 | 06/2023 |
| Commonwealth Financial Network | San Diego | CA | 06/2023 | Present |
| Financial Advisory Partners | Bellevue | WA | 06/2023 | Present |
| Financial Advisory Partners | Bellevue | WA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-09 |
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