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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-21 |
| PA | RA | APPROVED | 2015-05-08 |
Branch Locations
Bridgeville, PA • United States
Six Ppg Place Suite 510, Pittsburgh, PA 15222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2012 | Present |
Employee- consultant - David Pratti (Financial Professional) - Since April 2016, 10 hours/month 2. Owner, Shah Ventures, LLC Bridgeville, PA, since April 2024, 2 hours/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-25 |
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