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Current Employers
Total Wealth Services, Llc

4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-25
  • CA RA
    APPROVED
    Since 2024-11-25

Branch Locations

4165 E Thousand Oaks Blvd. Ste. 355, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Encino CA 03/2014 02/2018
Td Ameritrade, Inc. Northridge CA 02/2018 11/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 02/2021
Unemployed Van Nuys CA 11/2021 12/2022
Real Talk Capital, Llc Los Angeles CA 12/2022 01/2023
Mariner Independent Overland Park KS 10/2023 09/2024
Total Wealth Services Agoura Hills CA 10/2023 Present
Unemployed Los Angeles CA 02/2023 09/2023
  • 03/2014 → 02/2018
    Scottrade, Inc.
    Encino, CA
  • 02/2018 → 11/2021
    Td Ameritrade, Inc.
    Northridge, CA
  • 02/2018 → 02/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 11/2021 → 12/2022
    Unemployed
    Van Nuys, CA
  • 12/2022 → 01/2023
    Real Talk Capital, Llc
    Los Angeles, CA
  • 10/2023 → 09/2024
    Overland Park, KS
  • 10/2023 → Present
    Total Wealth Services
    Agoura Hills, CA
  • 02/2023 → 09/2023
    Unemployed
    Los Angeles, CA
Previous Registrations
  • 2023-11-07 → 2024-09-05
    Westlake Village, CA
    Agoura Hills, CA
  • 2022-12-08 → 2023-01-06
    Van Nuys, CA
    Franklin, TN
  • 2018-02-27 → 2021-11-25
    Td Ameritrade, Inc.
    Woodland Hills, CA
    Glendale, CA
    Pasadena, CA
  • 2018-02-26 → 2021-11-25
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Glendale, CA
    Pasadena, CA
  • 2017-06-07 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Name: Viscape Arts, LLC, Role: Executive Producer, Start Date: 03/11/2021, Investment Related?: No, Address: 4624 Old Topanga Canyon Rd, Calabasas, CA 91302, Duties: No day to day responsibilities, solely a minority owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-07
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2017-06-07
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17

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