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4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-25 |
Branch Locations
4165 E Thousand Oaks Blvd. Ste. 355, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Encino | CA | 03/2014 | 02/2018 |
| Td Ameritrade, Inc. | Northridge | CA | 02/2018 | 11/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 02/2021 |
| Unemployed | Van Nuys | CA | 11/2021 | 12/2022 |
| Real Talk Capital, Llc | Los Angeles | CA | 12/2022 | 01/2023 |
| Mariner Independent | Overland Park | KS | 10/2023 | 09/2024 |
| Total Wealth Services | Agoura Hills | CA | 10/2023 | Present |
| Unemployed | Los Angeles | CA | 02/2023 | 09/2023 |
Name: Viscape Arts, LLC, Role: Executive Producer, Start Date: 03/11/2021, Investment Related?: No, Address: 4624 Old Topanga Canyon Rd, Calabasas, CA 91302, Duties: No day to day responsibilities, solely a minority owner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-17 |
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