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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-03
TX RA APPROVED_RES 2004-07-20
GA RA APPROVED 2004-04-07
  • FL RA
    APPROVED
    Since 2020-12-03
  • TX RA
    APPROVED_RES
    Since 2004-07-20
  • GA RA
    APPROVED
    Since 2004-04-07

Branch Locations

Ponte Vedra, FL • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 02/2000 Present
Bank Of America, N.A. Atlanta GA 01/2010 Present
Other Businesses

1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 810LABS INVESTMENT RELATED: N ADDRESS OF BUSINESS: JOHNS CREEK, GEORGIA 30022 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 1/2/2012 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY TO HOUSE MY OUTSIDE ACADEMIC WORK IN INTELLIGENT ASSOCIATE SYSTEMS I*129232 For profit or not for profit: For-Profit Organization Name of outside business organization: RAWCAS, LLC Investment related: N Address of business: Atlanta, Georgia 30326 Nature of business: LLC Position, title, association: Limited Partner, Start date of relationship: 4/1/2016 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-04
  • S66 Uniform Combined State Law Examination
    2000-10-04

View on SEC IAPD

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