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Aaron Nielsen

Shared Prosperity Group

Portland, OR

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Current Employers
Shared Prosperity Group

5441 S Macadam Ave Ste N, Portland, OR 97239 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-03-09
OR RA APPROVED 2025-10-31
  • LA RA
    APPROVED
    Since 2026-03-09
  • OR RA
    APPROVED
    Since 2025-10-31

Branch Locations

5441 S Macadam Ave Ste N, Portland, OR 97239 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Financial Services Irving TX 06/2012 09/2016
Mariner Wealth Advisors Tulsa OK 09/2016 05/2017
Fisher Investments Camas WA 08/2017 10/2022
Empower Annuity Insurance Company Of America Greenwood Village CO 10/2022 07/2025
Shared Prosperity Group, Llc Portland OR 07/2025 Present
  • 06/2012 → 09/2016
    H.D. Vest Financial Services
    Irving, TX
  • 09/2016 → 05/2017
    Mariner Wealth Advisors
    Tulsa, OK
  • 08/2017 → 10/2022
    Fisher Investments
    Camas, WA
  • 10/2022 → 07/2025
    Empower Annuity Insurance Company Of America
    Greenwood Village, CO
  • 07/2025 → Present
    Shared Prosperity Group, Llc
    Portland, OR
Previous Registrations
  • 2023-04-03 → 2025-07-29
    Empower Advisory Group, Llc
    Greenwood Village, CO
    Portland, OR
    Greenwood Village, CO
    Portland, OR
  • 2022-10-17 → 2023-04-03
    Personal Capital Advisors Corporation
    Greenwood Village, CO
    Vancouver, WA
  • 2017-08-16 → 2022-10-17
    Fisher Investments
    Plano, TX
  • 2016-11-15 → 2017-05-11
    Mariner Wealth Advisors
    Tulsa, OK
  • 2016-11-15 → 2017-05-11
    Mariner
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-15
S63 Uniform Securities Agent State Law Examination 2013-03-22
  • S65 Uniform Investment Adviser Law Examination
    2016-11-15
  • S63 Uniform Securities Agent State Law Examination
    2013-03-22
Other Names
  • Aaron Phillip Nielsen

View on SEC IAPD

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