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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-11-15
TX RA APPROVED 2023-11-15
LA RA APPROVED 2022-04-12
  • MS RA
    APPROVED
    Since 2023-11-15
  • TX RA
    APPROVED
    Since 2023-11-15
  • LA RA
    APPROVED
    Since 2022-04-12

Branch Locations

229 N. Genois Street, New Orleans, LA 70119 • United States

520 Transcontinental Drive, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. New Orleans LA 03/2014 Present
Nick Pontiff Insurance Agency New Orleans LA 03/2014 Present
State Farm Investment Management Corp New Orleans LA 08/2018 06/2019
State Farm Investment Management Corp New Orleans LA 04/2022 Present
State Farm Vp Management Corp Metairie LA 01/2023 Present
Nick Pontiff Insurance Agency Metairie LA 01/2023 Present
State Farm Investment Management Corp Metairie LA 01/2023 Present
Other Businesses

1) PONTIFF PROPERTIES, LLC; INVESTMENT-RELATED; 707 ROSEWOOD DRIVE, METAIRIE, LA 70001; INVESTMENT OR COMMERCIAL PROPERTY; OFFICER 100%; 9/26/13; 2 HRS/MO; 0 HRS/MO; CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 2) PP 229 N GENOIS ST, LLC; INVESTMENT-RELATED; 707 ROSEWOOD DRIVE, METAIRIE, LA 70001; INVESTMENT OR COMMERCIAL PROPERTY; BUSINESS' OFFICER IS PONTIFF PROPERTIES, LLC 0%; 10/22/13; 1 HR/MO; 0 HRS/MO; CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 3) Unknown at this time, non-investment-related, 1608 Edinburgh St. Metairie LA 70001, Fitness concept franchisee, Owner, 07-01-2019, 50%, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account, 5, 0 4) Bocage Functional Fitness LLC; investment-related; 1608 Edinburgh Street Metairie LA 70001; Other; Owner; 05/23/2020; 10;3; review bank statements, pay bills, co signor on the checking account. Make deposits in the checking account 5) Levee Financial LLC; investment-related; 229 N Genois St New Orleans LA 70119; Rocket Professional Broker Registration; Mortgage loan originator broker; 08/20/2020; Review bank statement, control of the checkbook; 2;2 6) Nicholas Pontiff's Insurance Agency; Insurance Agency; Investment-related; 229 N Genois St New Orleans, LA 70119-5225; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2014; 80; 80; Service customers and supervise employees 7) Ignatian Enterprises LLC; investment-related; 1608 Edinburgh St, Metairie, LA 70001; Investment or Commercial Property; Owner; title; 05/13/2022; 1; 0; Make deposits in the checking account. Control the checkbook, Lending/Borrowing Activities, Review bank statements, Pay bills/Co-Signor on checking account 8)Sportsman's Lake Club LLC; Investment-Related;1608 Edinburgh St, Metairie LA 70001; This will be the entity that will own a lake house in MS that my family will use for personal use; Officer ; 10/01/2022; 1;0; Control of the checkbook, make deposits in the checking account, pay bills and consignor on the checking account, review bank statements, lending and borrowing activities. 9) PP 116 Harang Avenue, LLC; Investment-Related; 1608 Edinburgh St Metairie, LA 70001; Investment or Commercial Property; Owner; 07/10/2024; 1; 0; I am creating this LLC to be the titled owner of a parcel of land I am acquiring as a future location for my MOA State Farm office. 10) Pontiff Boosters; Non-Investment Related; 1521 Palm St Metairie, LA 70001; Membership/Civic/Fraternal Organization; Board Member; None; 02/27/2026; 1; 0; Decide on capital improvements to be made at Pontiff Playground

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-11-09
S65 Uniform Investment Adviser Law Examination 2022-03-28
  • S63 Uniform Securities Agent State Law Examination
    2023-11-09
  • S65 Uniform Investment Adviser Law Examination
    2022-03-28
Other Names
  • Nick Pontiff

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