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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-11-15 |
| TX | RA | APPROVED | 2023-11-15 |
| LA | RA | APPROVED | 2022-04-12 |
Branch Locations
229 N. Genois Street, New Orleans, LA 70119 • United States
520 Transcontinental Drive, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp. | New Orleans | LA | 03/2014 | Present |
| Nick Pontiff Insurance Agency | New Orleans | LA | 03/2014 | Present |
| State Farm Investment Management Corp | New Orleans | LA | 08/2018 | 06/2019 |
| State Farm Investment Management Corp | New Orleans | LA | 04/2022 | Present |
| State Farm Vp Management Corp | Metairie | LA | 01/2023 | Present |
| Nick Pontiff Insurance Agency | Metairie | LA | 01/2023 | Present |
| State Farm Investment Management Corp | Metairie | LA | 01/2023 | Present |
1) PONTIFF PROPERTIES, LLC; INVESTMENT-RELATED; 707 ROSEWOOD DRIVE, METAIRIE, LA 70001; INVESTMENT OR COMMERCIAL PROPERTY; OFFICER 100%; 9/26/13; 2 HRS/MO; 0 HRS/MO; CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 2) PP 229 N GENOIS ST, LLC; INVESTMENT-RELATED; 707 ROSEWOOD DRIVE, METAIRIE, LA 70001; INVESTMENT OR COMMERCIAL PROPERTY; BUSINESS' OFFICER IS PONTIFF PROPERTIES, LLC 0%; 10/22/13; 1 HR/MO; 0 HRS/MO; CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 3) Unknown at this time, non-investment-related, 1608 Edinburgh St. Metairie LA 70001, Fitness concept franchisee, Owner, 07-01-2019, 50%, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account, 5, 0 4) Bocage Functional Fitness LLC; investment-related; 1608 Edinburgh Street Metairie LA 70001; Other; Owner; 05/23/2020; 10;3; review bank statements, pay bills, co signor on the checking account. Make deposits in the checking account 5) Levee Financial LLC; investment-related; 229 N Genois St New Orleans LA 70119; Rocket Professional Broker Registration; Mortgage loan originator broker; 08/20/2020; Review bank statement, control of the checkbook; 2;2 6) Nicholas Pontiff's Insurance Agency; Insurance Agency; Investment-related; 229 N Genois St New Orleans, LA 70119-5225; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2014; 80; 80; Service customers and supervise employees 7) Ignatian Enterprises LLC; investment-related; 1608 Edinburgh St, Metairie, LA 70001; Investment or Commercial Property; Owner; title; 05/13/2022; 1; 0; Make deposits in the checking account. Control the checkbook, Lending/Borrowing Activities, Review bank statements, Pay bills/Co-Signor on checking account 8)Sportsman's Lake Club LLC; Investment-Related;1608 Edinburgh St, Metairie LA 70001; This will be the entity that will own a lake house in MS that my family will use for personal use; Officer ; 10/01/2022; 1;0; Control of the checkbook, make deposits in the checking account, pay bills and consignor on the checking account, review bank statements, lending and borrowing activities. 9) PP 116 Harang Avenue, LLC; Investment-Related; 1608 Edinburgh St Metairie, LA 70001; Investment or Commercial Property; Owner; 07/10/2024; 1; 0; I am creating this LLC to be the titled owner of a parcel of land I am acquiring as a future location for my MOA State Farm office. 10) Pontiff Boosters; Non-Investment Related; 1521 Palm St Metairie, LA 70001; Membership/Civic/Fraternal Organization; Board Member; None; 02/27/2026; 1; 0; Decide on capital improvements to be made at Pontiff Playground
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-28 |
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