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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-09-08 |
Branch Locations
501 Corporate Centre Dr Ste 200, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 02/2019 | 08/2021 |
| Cetera Investment Advisers Llc | Franklin | TN | 02/2019 | 08/2021 |
| Regions Bank | Franklin | TN | 06/2018 | 08/2021 |
| Aig Valic | Brentwood | TN | 06/2017 | 06/2018 |
| Jpmorgan Chase | Rohnert Park | CA | 06/2011 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Franklin | TN | 08/2021 | Present |
| Rodney Alexander | Franklin | TN | 08/2021 | 08/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2021 | Present |
| Hannah Alexander | Franklin | TN | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-18 |
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