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Inactive

Colleen Lopez

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-09
  • IL RA
    APPROVED
    Since 2026-02-09

Branch Locations

10 S. Wacker Dr. Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiducient Advisors Llc Chicago IL 02/2018 11/2023
Capstone Financial Advisors Downers Grove IL 06/2014 01/2018
Private Vista Chicago IL 12/2023 09/2025
Unemployed Chicago IL 10/2025 12/2025
Corient Services Llc Miami FL 01/2026 Present
Corient Chicago IL 01/2026 Present
  • 02/2018 → 11/2023
    Fiducient Advisors Llc
    Chicago, IL
  • 06/2014 → 01/2018
    Capstone Financial Advisors
    Downers Grove, IL
  • 12/2023 → 09/2025
    Private Vista
    Chicago, IL
  • 10/2025 → 12/2025
    Unemployed
    Chicago, IL
  • 01/2026 → Present
    Corient Services Llc
    Miami, FL
  • 01/2026 → Present
    Corient
    Chicago, IL
Previous Registrations
Other Businesses

Ladder Up; No; 350 N Orleans St. Suite c2-100 Chicago, IL 60654; Volunteer tax preparer; Volunteer; 02/2024; 10 hours per month for 3 months per year; 0; Tax preparer

Designations
Other Names
  • Colleen Anne Dumke

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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