James David Skilling

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-19
CA	RA	APPROVED	2013-10-29

TX RA
APPROVED_RES

Since 2024-10-19
CA RA
APPROVED

Since 2013-10-29

Branch Locations

2175 N. California Blvd. Suite 405, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2012	06/2020
Equitable Advisors, Llc	New York	NY	08/2012	Present

08/2012 → 06/2020

Axa Advisors, Llc

New York, NY
08/2012 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Skilling Holdings LLC; 229 Mountaire Circle Clayton, Ca. 94517, Partner, Rental Property, State Date 05/29/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-24
S63	Uniform Securities Agent State Law Examination	2012-10-01

S65 Uniform Investment Adviser Law Examination

2013-10-24
S63 Uniform Securities Agent State Law Examination

2012-10-01

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews