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Steven Edward Ponte

Santander Securities LLC

Boston, MA

Somerville, MA

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-08-18
  • MA RA
    APPROVED
    Since 2015-08-18

Branch Locations

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Somerville, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Boston MA 07/2015 Present
Santander Bank, Na Boston MA 10/2018 Present
Previous Registrations
  • 2013-11-12 → 2015-07-02
    Investors Capital Corp.
    Lynnfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-01
  • S66 Uniform Combined State Law Examination
    2013-11-01

View on SEC IAPD

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