Julia M Moon

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-26
CA	RA	APPROVED	2023-10-06

TX RA
APPROVED

Since 2026-03-26
CA RA
APPROVED

Since 2023-10-06

Branch Locations

Bakersfield, CA • United States

16935 West Bernardo Drive Suite 114, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	La Jolla	CA	07/2016	10/2023
Aegis Consulting	San Diego	CA	10/2023	Present
Commonwealth Financial Network	San Dieog	CA	10/2023	Present

07/2016 → 10/2023

Lincoln Financial Advisors Corporation

La Jolla, CA
10/2023 → Present

Aegis Consulting

San Diego, CA
10/2023 → Present

Commonwealth Financial Network

San Dieog, CA

Previous Registrations

2017-01-03 → 2023-10-06

Osaic Fa, Inc.

La Jolla, CA

San Diego, CA

Other Businesses

1. Fixed insurance sales; as of 06/27/2023; 20% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Moon Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 06/29/2023; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-27

S66 Uniform Combined State Law Examination

2016-09-27

Designations

View on SEC IAPD