Dennis Joseph Rosadio

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-07-06
NC	RA	APPROVED	2025-01-09
RI	RA	APPROVED	2024-08-20
DE	RA	APPROVED	2024-02-27
FL	RA	APPROVED	2021-10-19
NY	RA	APPROVED	2021-06-25
PA	RA	APPROVED	2021-06-24
NJ	RA	APPROVED	2021-06-23

CO RA
APPROVED

Since 2026-07-06
NC RA
APPROVED

Since 2025-01-09
RI RA
APPROVED

Since 2024-08-20
DE RA
APPROVED

Since 2024-02-27
FL RA
APPROVED

Since 2021-10-19
NY RA
APPROVED

Since 2021-06-25
PA RA
APPROVED

Since 2021-06-24
NJ RA
APPROVED

Since 2021-06-23

Branch Locations

705 Route 113 Mailstop: 19B-6490, Souderton, PA 18964 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

4275 County Line Road, Ste 1 Ms: 19B-0519, Chalfont, PA 18914 • United States

108 Erin Lane Mailstop: 18U-0032, Brodheadsville, PA 18322 • United States

227 N. West End Blvd Mailstop: 19B-0520, Quakertown, PA 18951 • United States

25 E. Main St Mailstop: 19B-0234, Lansdale, PA 19446 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Prudential Insurance Company Of America	Scranton	PA	09/2012	12/2016
Pruco Securities Llc	Scranton	PA	09/2012	12/2016
Minnesota Life Insurance Company	St. Paul	MN	07/2018	09/2019
Seurian Financial Services Inc	St. Paul	MN	07/2018	09/2019
Legacy Planning Partners, Llc	Allentown	PA	07/2018	09/2019
Unemployed	Kunkletown	PA	12/2016	06/2018
Commonwealth Financial Network	Waltham	MA	10/2019	06/2020
Citizens Securities, Inc.	Souderton	PA	06/2021	Present
Unemployed	Kunkletown	PA	06/2020	06/2021

09/2012 → 12/2016

The Prudential Insurance Company Of America

Scranton, PA
09/2012 → 12/2016

Pruco Securities Llc

Scranton, PA
07/2018 → 09/2019

Minnesota Life Insurance Company

St. Paul, MN
07/2018 → 09/2019

Seurian Financial Services Inc

St. Paul, MN
07/2018 → 09/2019

Legacy Planning Partners, Llc

Allentown, PA
12/2016 → 06/2018

Unemployed

Kunkletown, PA
10/2019 → 06/2020

Commonwealth Financial Network

Waltham, MA
06/2021 → Present

Citizens Securities, Inc.

Souderton, PA
06/2020 → 06/2021

Unemployed

Kunkletown, PA

Previous Registrations

2019-10-01 → 2020-06-22

Commonwealth Financial Network

Allentown, PA
2018-07-10 → 2019-10-07

Securian Financial Services, Inc.

Allentown, PA
2012-12-06 → 2016-12-19

Pruco Securities, Llc.

Scranton, PA

Hacketstown, NJ
2011-06-23 → 2012-09-17

Citigroup Global Markets Inc.

Whitestone, NY

Greenwich, CT

New York, NY

New York, NY

Long Island City, NY
2009-09-16 → 2011-06-21

Chase Investment Services Corp.

Oakland Gardens, NY

Bayside, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-09-11
S63	Uniform Securities Agent State Law Examination	2005-07-01

S65 Uniform Investment Adviser Law Examination

2009-09-11
S63 Uniform Securities Agent State Law Examination

2005-07-01

Other Names

Dennis Joseph Rosadio

View on SEC IAPD