Oscar John Casas

Current Employers

Tranquility Path Investment Advisors, Llc

100 Matawan Road Suite 180, Matawan, NJ 07747 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2024-04-04
WA	RA	APPROVED	2022-03-01
NY	RA	APPROVED	2021-11-19
NJ	RA	APPROVED	2012-09-24

LA RA
APPROVED

Since 2024-04-04
WA RA
APPROVED

Since 2022-03-01
NY RA
APPROVED

Since 2021-11-19
NJ RA
APPROVED

Since 2012-09-24

Branch Locations

100 Matawan Road Suite 180, Matawan, NJ 07747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tranquility Path Investment Advisors, Llc	Matawan	NJ	06/2012	Present
Ernst & Young	Secaucus	NJ	07/2011	06/2019
Oscar J. Casas, Jr.	Matawan	NJ	10/2011	Present
Tranquility Path Investment Advisors, Llc	Matawan	NJ	01/2021	Present

06/2012 → Present

Tranquility Path Investment Advisors, Llc

Matawan, NJ
07/2011 → 06/2019

Ernst & Young

Secaucus, NJ
10/2011 → Present

Oscar J. Casas, Jr.

Matawan, NJ
01/2021 → Present

Tranquility Path Investment Advisors, Llc

Matawan, NJ

Other Businesses

1) OSCAR J. CASAS, JR.; NOT INVESTMENT-RELATED; LITTLE SILVER, NJ 07739; INSURANCE AND ANNUITY RELATED PRODUCT SALES; SOLE PROPRIETOR; START DATE - 10/2011; 10 HOURS/WEEK; INDEPENDENT INSURANCE PRODUCT SALES. 2)VOLUNTEER TREASURER FOR LOCAL MONMOUTH COUNTY, NJ CUB SCOUTS PACK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-22

S65 Uniform Investment Adviser Law Examination

2012-09-22

Designations

View on SEC IAPD