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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
VI RA APPROVED 2026-03-06
IL RA APPROVED 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • VI RA
    APPROVED
    Since 2026-03-06
  • IL RA
    APPROVED
    Since 2026-03-03

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 05/2012 12/2018
Charles Schwab & Co., Inc. Chicago IL 12/2018 01/2024
J.P. Morgan Securities Llc Evanston IL 09/2024 03/2026
Jpmorgan Chase Bank, N.A. Evanston IL 09/2024 03/2026
Unemployed Chicago IL 02/2024 08/2024
Rbc Capital Markets, Llc Chicago IL 03/2026 Present
Previous Registrations
  • 2024-10-07 → 2026-02-22
    Evanston, IL
  • 2019-02-12 → 2024-01-10
    Chicago, IL
  • 2012-08-27 → 2018-12-18
    Purchase, NY
    Purchase, NY
    Tampa, FL
    South Jordan, UT
    Mount Kisco, NY
    Oak Brook, IL
    Bourbonnais, IL
    Geneva, IL
    Lisle, IL
    Naperville, IL
    Orland Park, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-25
  • S66 Uniform Combined State Law Examination
    2012-08-25
Other Names
  • Jay Howard

View on SEC IAPD

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