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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-22
LA RA APPROVED 2023-07-05
  • TX RA
    APPROVED
    Since 2023-09-22
  • LA RA
    APPROVED
    Since 2023-07-05

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Harvey LA 06/2011 06/2023
J.P. Morgan Securities Llc Harvey LA 10/2012 06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 06/2023 Present
Bank Of America N.A. New Orleans LA 08/2023 Present
Previous Registrations
  • 2020-07-03 → 2023-06-03
    Harvey, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    Marrero, LA
    Harahan, LA
    Marrero, LA
Other Businesses

I*1916355, Entity Type, Name of OBA: ALGIERS POINT MEN'S CLUB, Address: New Orleans, LA, 70114, Investment Related: No, Position, Title, Association: Officer, Employee Start Date: 08/07/2024, No Hours: 4hrs/Mo, No Hours during trading: 0, Duties: As President, it will be my job to plan and coordinate the volunteer work that the club does. I will also be the person who leads the club's meetings. The vast majority of our work is "sweat equity" based and not fundraising. For example, we clean storm basins around the block, clean up the playgrounds, pick up litter, have worked with other non-profits to plant trees, things of that nature. Rarely we will do a fundraiser for specific project, for example last year, we raised money to buy plants for one of the community parks. We raised those funds by having a party and accepting donations from the attendees. In no way will this club overlap with my Merrill responsibilities. I will not be soliciting anyone for donations or fundraising purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-29
  • S66 Uniform Combined State Law Examination
    2020-06-29
Other Names
  • Jack Newton Cassidy
  • John Newton Cassidy
  • Jack Cassidy
  • John N. Cassidy
  • John N Cassidy

View on SEC IAPD

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