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Gianni De La Cruz

Schwab Wealth Advisory, Inc.

Los Angeles, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-19
CA RA APPROVED 2025-01-22
  • TX RA
    APPROVED
    Since 2025-11-19
  • CA RA
    APPROVED
    Since 2025-01-22

Branch Locations

2029 Century Park East Suite #940, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Newtown Square PA 08/2015 01/2025
Charles Schwab & Co, Inc Los Angeles CA 01/2025 Present
Schwab Wealth Advisory Inc Los Angeles CA 01/2025 Present
  • 08/2015 → 01/2025
    The Vanguard Group, Inc.
    Newtown Square, PA
  • 01/2025 → Present
    Charles Schwab & Co, Inc
    Los Angeles, CA
  • 01/2025 → Present
    Schwab Wealth Advisory Inc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-08
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S65 Uniform Investment Adviser Law Examination
    2014-12-08
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Designations
Other Names
  • Gianni De La Cruz
  • Gianni Caeser Anthony De La Cruz
  • Gianni Caesar Anthony De La Cruz

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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