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2829 Technology Forest Boulevard Suite 300, The Woodlands, TX 77381-3913 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-11 |
Branch Locations
2829 Technology Forest Boulevard Suite 300, The Woodlands, TX 77381-3913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Greensburg | PA | 06/2015 | 06/2017 |
| Pnc Bank | Greensburg | PA | 06/2015 | 01/2019 |
| Lpl Financial Llc | Pittsburgh | PA | 01/2019 | 04/2020 |
| Avion Wealth | The Woodlands | TX | 08/2020 | Present |
| Unemployed | Houston | TX | 05/2020 | 07/2020 |
1) 01/08/2019 - Speakman Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-14 |
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