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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Okemos MI 06/1999 11/2018
Sii Southfield MI 07/2000 11/2018
Royal Alliance Associates, Inc. Southfield MI 11/2018 Present
  • 06/1999 → 11/2018
    John Hancock
    Okemos, MI
  • 07/2000 → 11/2018
    Sii
    Southfield, MI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Southfield, MI
Previous Registrations
  • 2011-02-23 → 2018-11-02
    Signator Investors, Inc.
    Troy, MI
    Williamston, MI
    Detroit, MI
    Lansing, MI
    Lansing, MI
    Southfield, MI
Other Businesses

1. DNW PROPERTY INVESTMENTS, LLC POSITION: General Partner NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2005 ADDRESS: 601 Sheldon, Grand Haven MI 49417, United States DESCRIPTION: Property Management - in process of selling our last duplex currently 2. MFC - PINNACLE WEALTH STRATEGIES (INSURANCE) POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 05/09/2016 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales / Marketing of Fixed Annuities and Non-Variable Insurance 3. MICHIGAN FINANCIAL BENEFITS POSITION: Broker NATURE: Partnering with Bill Schoof and Michigan Financial Benefits to provide group health and other benefits for business clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2009 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: If one of my business clients expresses displeasure with their group benefits, I make the introduction to Bill and his team to compare what they have. 4. MFC - PINNACLE WEALTH STRATEGIES (SECURITIES) POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/09/2016 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales / Marketing of Securities, Investment Advisory and Insurance Products 5. LSN HOLDINGS, LLC POSITION: Owner / Building Manager NATURE: Commercial Building / Boat Storage INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2026 ADDRESS: 1660 Holt Rd., Williamston MI 48895, United States DESCRIPTION: Purchasing a building that houses a boat repair / storage business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-20
S63 Uniform Securities Agent State Law Examination 2000-07-20
  • S65 Uniform Investment Adviser Law Examination
    2010-10-20
  • S63 Uniform Securities Agent State Law Examination
    2000-07-20

View on SEC IAPD

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