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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-25
  • TX RA
    APPROVED
    Since 2022-04-25

Branch Locations

222 N Cuyler St, Pampa, TX 79065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 06/2012 04/2022
Happy State Bank Pampa TX 06/2012 04/2022
Raymond James Financial Services, Inc Pampa TX 04/2022 Present
Raymond James Financial Services Advisors, Inc Pampa TX 04/2022 Present
The Well Stem Education Center Pampa TX 09/2020 Present
  • 06/2012 → 04/2022
    Lpl Financial
    Charlotte, NC
  • 06/2012 → 04/2022
    Happy State Bank
    Pampa, TX
  • 04/2022 → Present
    Raymond James Financial Services, Inc
    Pampa, TX
  • 04/2022 → Present
    Pampa, TX
  • 09/2020 → Present
    The Well Stem Education Center
    Pampa, TX
Previous Registrations
  • 2012-08-08 → 2022-04-29
    Panhandle, TX
    Borger, TX
    Fort Mill, SC
    Pampa, TX
    Canadian, TX
    Higgins, TX
    Canadian, TX
    Shamrock, TX
    Borger, TX
    Canadian, TX
    Panhandle, TX
    Shamrock, TX
    Mobeetie, TX
    Wheeler, TX
Other Businesses

(1)Name of Business: DMF Investment Services, LLC Address: 222 N. Cuyler St., Pampa, TX, 79065, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/25/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner/manager of the LLC. (2)Name of Business: Fowler Investment Services Address: 222 N. Cuyler St., Pampa, TX, 79065, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/25/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am the owner and financial advisor for Fowler Investment Services. Financial planning and retirement planning, investing and wealth management. (3)Name of Business: Wandering Buck Ranch, LLC Address: 2515 N Aspen, Pampa, TX, 79065, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 09/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am entering into a partnership to buy some hunting and recreation land. My duties will be related to the upkeep and improvement of the land.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-07
  • S66 Uniform Combined State Law Examination
    2012-08-07
Other Names
  • Daniel Fowler

View on SEC IAPD

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