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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 06/2012 | 04/2022 |
| Happy State Bank | Pampa | TX | 06/2012 | 04/2022 |
| Raymond James Financial Services, Inc | Pampa | TX | 04/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Pampa | TX | 04/2022 | Present |
| The Well Stem Education Center | Pampa | TX | 09/2020 | Present |
(1)Name of Business: DMF Investment Services, LLC Address: 222 N. Cuyler St., Pampa, TX, 79065, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/25/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner/manager of the LLC. (2)Name of Business: Fowler Investment Services Address: 222 N. Cuyler St., Pampa, TX, 79065, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/25/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am the owner and financial advisor for Fowler Investment Services. Financial planning and retirement planning, investing and wealth management. (3)Name of Business: Wandering Buck Ranch, LLC Address: 2515 N Aspen, Pampa, TX, 79065, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 09/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am entering into a partnership to buy some hunting and recreation land. My duties will be related to the upkeep and improvement of the land.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-07 |
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