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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-14
FL RA APPROVED 2020-07-13
  • TX RA
    APPROVED
    Since 2020-07-14
  • FL RA
    APPROVED
    Since 2020-07-13

Branch Locations

117 Herald Court Suite 113, Punta Gorda, FL 33950 • United States

Port Charlotte, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Port Charlotte FL 10/2009 07/2020
Morgan Stanley Smith Barney Llc Punta Gorda FL 07/2020 Present
Morgan Stanley Private Bank, N.A New York NY 09/2020 Present
  • 10/2009 → 07/2020
    Port Charlotte, FL
  • 07/2020 → Present
    Morgan Stanley Smith Barney Llc
    Punta Gorda, FL
  • 09/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*411548 - Frogs Entertainment LLC; Investment related No; Murdock, Florida; Recreation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 10; Musician

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-20
  • S66 Uniform Combined State Law Examination
    2001-01-20

View on SEC IAPD

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