Tyler Lawrence Johnson

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-02-18
NC	RA	APPROVED	2023-10-11
SC	RA	APPROVED	2023-10-11

LA RA
APPROVED

Since 2025-02-18
NC RA
APPROVED

Since 2023-10-11
SC RA
APPROVED

Since 2023-10-11

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2012	10/2023
Lpl Financial	Charlotte	NC	10/2023	Present
Independent Advisor Alliance	Charlotte	NC	10/2023	Present

06/2012 → 10/2023

The Vanguard Group, Inc.

Charlotte, NC
10/2023 → Present

Lpl Financial

Charlotte, NC
10/2023 → Present

Independent Advisor Alliance

Charlotte, NC

Previous Registrations

2015-10-19 → 2023-10-10

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

1- 10/24/2023 - FreshWater Financial LLC - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/3/2023 - 160 HRS MNTH/ 40 HRS During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/24/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 10/24/2023 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/3/2023 - 160 HRS MNTH/ 40 HRS During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/24/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 11/16/2023 - Sage Insurance Partners - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 4 Hours Per Month/ During Trading 4) 04/22/2025 - VISASQ/Coleman Research - Not Investment Related - At Reported Business Location(s) - Other - Consulting Expert - Start Date:06/01/2025 - 160 hours per month/ 140 hours during trading. 5) 04/28/2025 - StillWater Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/09/2023 -160 Hrs/Mth - 140 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-07-20

S63 Uniform Securities Agent State Law Examination

2012-07-20

Designations

Other Names

Tyler L Johnson

View on SEC IAPD