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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-11
  • NC RA
    APPROVED
    Since 2025-09-11

Branch Locations

Charlotte, NC • United States

880 Carillon Parkway, St Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-04
  • NC RA
    APPROVED
    Since 2018-10-04

Branch Locations

Charlotte, NC • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2016 10/2018
Carroll Financial Associates, Inc. Charlotte NC 12/2015 08/2017
Raymond James & Associates, Inc Charlotte NC 10/2018 Present
Raymond James Financial Services, Inc. Charlotte NC 07/2021 Present
Raymond James Financial Services Advisors, Inc. Charlotte NC 09/2025 Present
Previous Registrations
  • 2016-01-25 → 2018-09-26
    Cetera Wealth Services, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-21
S63 Uniform Securities Agent State Law Examination 2012-07-20
  • S65 Uniform Investment Adviser Law Examination
    2016-01-21
  • S63 Uniform Securities Agent State Law Examination
    2012-07-20
Other Names
  • Emily Kristen Dougherty
  • Emily Kristen Boster

View on SEC IAPD

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