Nicholas K Simmons

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-18
FL	RA	APPROVED	2014-12-09

TX RA
APPROVED

Since 2016-07-18
FL RA
APPROVED

Since 2014-12-09

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner, Smith Incorporated	Pinecrest	FL	06/2014	Present
Bank Of America, N.A.	Pinecrest	FL	01/2015	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner, Smith Incorporated

Pinecrest, FL
01/2015 → Present

Bank Of America, N.A.

Pinecrest, FL

Other Businesses

I*2614271, Entity Type: Entity Charitable, Name of OBA: PASSIONIST SPIRITUAL PLACES ("PSP") AND RETREAT CENTERS, Address: Jamaica, New York, 11432, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 07/22/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: Treasurer, I will be on the board of to help grow the attendance of the retreat centers around the US and to help attract the next generation. Historically they have been run by priests but they want lay people to be more involved.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-04

S66 Uniform Combined State Law Examination

2014-12-04

Other Names

Nicholas Simmons

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