Best Investors
Account
Sign in
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-29 |
Branch Locations
90 Crystal Run Road Suite 101, Middletown, NY 10941 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2019 | 08/2024 |
| Jcw Search | New York | NY | 10/2018 | 01/2019 |
| Arrow Park | Monroe | NY | 06/2017 | 10/2018 |
| The State Times | New York | NY | 08/2016 | 05/2017 |
| State University Of Oneonta | Oneonta | NY | 01/2016 | 05/2018 |
| Monroe Woodbury Central School District | Monroe | NY | 01/2025 | 05/2025 |
| Kestra Investment Services, Llc | Middletown | NY | 05/2025 | Present |
| Unemployed | Monroe | NY | 09/2024 | 12/2024 |
| Kestra Private Wealth Services, Llc | Middletown | NY | 09/2025 | Present |
Name: MUNDI FINANCIAL POSITION: Junior Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/28/2025 ADDRESS: 90 Crystal Run Rd, Suite 101, Middletown NY 10941, United States DESCRIPTION: Assist Senior Financial Advisor in client meetings and office tasks related to meetings Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/29/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MUNDI FINANCIAL POSITION: Junior Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/28/2025 ADDRESS: 90 Crystal Run Rd, Suite 101, Middletown NY 10941, United States DESCRIPTION: Assist Senior Financial Advisor in client meetings and office tasks related to meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-25 |
Reach out to this advisor