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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-07
  • CA RA
    APPROVED
    Since 2026-05-07

Branch Locations

11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2026 Present
Student San Francisco CA 09/2015 05/2018
Independent Los Angeles CA 05/2018 Present
Mosaic College Prep Los Angeles CA 10/2018 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2026 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 04/2026 Present
  • 05/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2015 → 05/2018
    Student
    San Francisco, CA
  • 05/2018 → Present
    Independent
    Los Angeles, CA
  • 10/2018 → Present
    Mosaic College Prep
    Los Angeles, CA
  • 04/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2026 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

1)FREELANCE ACTOR, 704 W. 54TH ST APT 3, LOS ANGELES, , CALIFORNIA, 90037, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 4/23/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ACTING; NON INVESTMENT-RELATED. 2)ASSOCIATE COUNSELOR, ADMISSIONS, MOSAIC COLLEGE PREP, 704 W. 54TH ST APT 3, LOS ANGELES, , CALIFORNIA, 90037, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 5/4/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELPING STUDENTS APPLY TO COLLEGE; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-29
S63 Uniform Securities Agent State Law Examination 2014-09-06
  • S66 Uniform Combined State Law Examination
    2025-11-29
  • S63 Uniform Securities Agent State Law Examination
    2014-09-06
Other Names
  • Leonard Aaron Thomas
  • Leonard Thomas

View on SEC IAPD

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