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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-19
TX RA APPROVED_RES 2016-01-04
CO RA APPROVED 2015-09-08
  • CA RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • CO RA
    APPROVED
    Since 2015-09-08

Branch Locations

915 Highland Pointe Drive Suite 250, Roseville, CA 95678 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapman Private Client Services Castle Rock CO 02/2005 Present
Commonwealth Financial Network San Diego CA 03/2023 Present
Previous Registrations
  • 2024-03-21 → 2025-12-22
    Folsom, CA
  • 2012-07-27 → 2015-02-04
    Ridgegate Financial, Llc
    Englewood, CO
    Greenwood Village, CO
Other Businesses

CHAPMAN PRIVATE CLIENT SERVICES IS MY CONSULTING COMPANY THROUGH WHICH I ADVISE BUSINESSES AND INDIVIDUALS ON RETIREMENT PLANNING AND INVESTMENTS AS WELL AS LIFE INSURANCE AND ANNUITIES (THROUGH VARIOUS LIFE INSURANCE AND ANNUITY COMPANIES).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-15
  • S65 Uniform Investment Adviser Law Examination
    2012-05-15
Other Names
  • John Chapman
  • John Chapman Gay

View on SEC IAPD

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